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OSC workers will probably be speaking to members in the Ganaraska Valley Probus Club about fraud prevention and what issues to inquire before you make investments.

The seminar will focus on the differences involving elevating cash in the general public marketplace as opposed to the exempt market place. To the exempt industry side, We'll go over 5 money increasing prospectus exemptions that were made or revised to deal with the funds boosting requires of tiny to medium sized enterprises at different levels of improvement.



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OSC personnel is going to be Talking to Probus Etobicoke Expenditure Club users about expenditure fraud prevention, client-advisor associations and where to uncover impartial money data.

Compliance workers or individuals who overview advertising products or other client conversation paperwork. Gains:

Advantages: Hear about troubles determined by equally the OSC and FINTRAC During this place for thing to consider at your organization from a compliance standpoint to enhance procedures and strategies regarding the PCMLTFA

Howard Wetston will check with the group concerning the troubles he has confronted as the regulator of Canada's greatest capital markets along with go over the highway ahead.



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Any interested get-togethers who wish to go to the celebration are requested to send out an e mail with complete Get hold of information to House is limited. It is anticipated that a transcript will likely be posted about the OSC’s website following completion of the roundtable.

The seminar will talk about securities regulatory troubles for compact and medium-sized organizations planning to raise funds while in the public and private markets. We are going to analyze key demands for community offerings and personal placements, like specifics of new capital boosting prospectus exemptions.



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The OSC’s teletownhalls certainly are a way to the Investor Workplace to connect with Many Ontarians at any given time. Very similar in structure to some simply call-in radio present, in the teletownhall OSC staff members present information and facts, response thoughts and conduct Reside polls above the course of 1 hour.

The Canadian Securities Directors (CSA) introduced now that it's going to keep a roundtable to debate troubles connected with cyber safety and chances for bigger collaboration, interaction and coordination during the occasion of a cyber stability incident.



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This mini-seminar will give registrants and unregistered funds marketplaces individuals a refresher over the calculation and submitting with the participation service fees, ahead of time of your December one, 2015 submitting deadline. Staff will talk about important troubles and provide examples of widespread glitches connected to the calculation and filing from the participation expenses.

Chief compliance officers and supreme designated folks of registrants. Individuals involved in the day-to-working day compliance capabilities at registrant companies who talk registration demands to registered men and women.



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OSC staff might be speaking to newcomers to assist them know where to discover unbiased economical information, what concerns to inquire right before they spend plus the warning signs of fraud.

Rewards: Enrich idea of new EMD amendments and original site usage of expanded exempt marketplace prospectus exemptions.

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